X12 HIPAA
/
Benefit Enrollment and Maintenance (X220A1)
  • Specification
  • EDI Inspector
Import guide into your account
X12 HIPAA logo

X12 834 Benefit Enrollment and Maintenance (X220A1)

X12 Release 5010

This X12 Transaction Set contains the format and establishes the data contents of the Benefit Enrollment and Maintenance Transaction Set (834) for use within the context of an Electronic Data Interchange (EDI) environment.
This transaction set can be used to establish communication between the sponsor of the insurance product and the payer. Such transaction(s) may or may not take place through a third party administrator (TPA).

For the purpose of this standard, the sponsor is the party or entity that ultimately pays for the coverage, benefit or product. A sponsor can be an employer, union, government agency, association, or insurance agency.

The payer refers to an entity that pays claims, administers the insurance product or benefit, or both. A payer can be an insurance company, health maintenance organization (HMO), preferred provider organization (PPO), government agency (Medicare, Medicaid, Champus, etc.), or an entity that may be contracted by one of these former groups.

For the purpose of the 834 transaction set, a third party administrator (TPA) can be contracted by a sponsor to handle data gathering from those covered by the sponsor if the sponsor does not elect to perform this function itself.

Delimiters
  • ~ Segment
  • * Element
  • > Component
  • ^ Repetition
EDI samples
    View the latest version of this implementation guide as an interactive webpage
    https://www.stedi.com/app/guides/view/hipaa/benefit-enrollment-and-maintenance-x220a1/01GRYB6D6RAWSG8ATBD6GXM13C
    Powered by
    Build EDI implementation guides at stedi.com
    Overview
    ISA
    -
    Interchange Control Header
    Max use 1
    Required
    GS
    -
    Functional Group Header
    Max use 1
    Required
    heading
    ST
    0100
    Transaction Set Header
    Max use 1
    Required
    BGN
    0200
    Beginning Segment
    Max use 1
    Required
    REF
    0300
    Transaction Set Policy Number
    Max use 1
    Optional
    DTP
    0400
    File Effective Date
    Max use 1
    Optional
    QTY
    0600
    Transaction Set Control Totals
    Max use 3
    Optional
    Payer Loop
    TPA/Broker Name Loop
    detail
    Member Level Detail Loop
    INS
    0100
    Member Level Detail
    Max use 1
    Required
    REF
    0200
    Member Policy Number
    Max use 1
    Optional
    REF
    0200
    Member Supplemental Identifier
    Max use 13
    Optional
    REF
    0200
    Subscriber Identifier
    Max use 1
    Required
    DTP
    0250
    Member Level Dates
    Max use 24
    Optional
    LS
    6880
    Loop Header
    Max use 1
    Optional
    LE
    6885
    Loop Trailer
    Max use 1
    Optional
    SE
    6900
    Transaction Set Trailer
    Max use 1
    Required
    GE
    -
    Functional Group Trailer
    Max use 1
    Required
    IEA
    -
    Interchange Control Trailer
    Max use 1
    Required
    ISA

    Interchange Control Header

    RequiredMax use 1

    To start and identify an interchange of zero or more functional groups and interchange-related control segments

    Example
    ISA-01
    I01
    Authorization Information Qualifier
    Required

    Code identifying the type of information in the Authorization Information

    00
    No Authorization Information Present (No Meaningful Information in I02)
    ISA-02
    I02
    Authorization Information
    Required
    String (AN)
    Min 10Max 10

    Information used for additional identification or authorization of the interchange sender or the data in the interchange; the type of information is set by the Authorization Information Qualifier (I01)

    ISA-03
    I03
    Security Information Qualifier
    Required

    Code identifying the type of information in the Security Information

    00
    No Security Information Present (No Meaningful Information in I04)
    ISA-04
    I04
    Security Information
    Required
    String (AN)
    Min 10Max 10

    This is used for identifying the security information about the interchange sender or the data in the interchange; the type of information is set by the Security Information Qualifier (I03)

    ISA-05
    I05
    Interchange ID Qualifier
    Required
    Identifier (ID)
    Min 2Max 2

    Code indicating the system/method of code structure used to designate the sender or receiver ID element being qualified

    Codes
    ISA-06
    I06
    Interchange Sender ID
    Required
    String (AN)
    Min 15Max 15

    Identification code published by the sender for other parties to use as the receiver ID to route data to them; the sender always codes this value in the sender ID element

    ISA-07
    I05
    Interchange ID Qualifier
    Required
    Identifier (ID)
    Min 2Max 2

    Code indicating the system/method of code structure used to designate the sender or receiver ID element being qualified

    Codes
    ISA-08
    I07
    Interchange Receiver ID
    Required
    String (AN)
    Min 15Max 15

    Identification code published by the receiver of the data; When sending, it is used by the sender as their sending ID, thus other parties sending to them will use this as a receiving ID to route data to them

    ISA-09
    I08
    Interchange Date
    Required
    YYMMDD format

    Date of the interchange

    ISA-10
    I09
    Interchange Time
    Required
    HHMM format

    Time of the interchange

    ISA-11
    I65
    Repetition Separator
    Required
    String (AN)
    Min 1Max 1

    Type is not applicable; the repetition separator is a delimiter and not a data element; this field provides the delimiter used to separate repeated occurrences of a simple data element or a composite data structure; this value must be different than the data element separator, component element separator, and the segment terminator

    ^
    Repetition Separator
    ISA-12
    I11
    Interchange Control Version Number
    Required

    Code specifying the version number of the interchange control segments

    00501
    Standards Approved for Publication by ASC X12 Procedures Review Board through October 2003
    ISA-13
    I12
    Interchange Control Number
    Required
    Numeric (N0)
    Min 9Max 9

    A control number assigned by the interchange sender

    ISA-14
    I13
    Acknowledgment Requested
    Required
    Identifier (ID)
    Min 1Max 1

    Code indicating sender's request for an interchange acknowledgment

    0
    No Interchange Acknowledgment Requested
    1
    Interchange Acknowledgment Requested (TA1)
    ISA-15
    I14
    Interchange Usage Indicator
    Required
    Identifier (ID)
    Min 1Max 1

    Code indicating whether data enclosed by this interchange envelope is test, production or information

    I
    Information
    P
    Production Data
    T
    Test Data
    ISA-16
    I15
    Component Element Separator
    Required
    String (AN)
    Min 1Max 1

    Type is not applicable; the component element separator is a delimiter and not a data element; this field provides the delimiter used to separate component data elements within a composite data structure; this value must be different than the data element separator and the segment terminator

    >
    Component Element Separator

    Functional Group Header

    RequiredMax use 1

    To indicate the beginning of a functional group and to provide control information

    Example
    GS-01
    479
    Functional Identifier Code
    Required

    Code identifying a group of application related transaction sets

    BE
    Benefit Enrollment and Maintenance (834)
    GS-02
    142
    Application Sender's Code
    Required
    String (AN)
    Min 2Max 15

    Code identifying party sending transmission; codes agreed to by trading partners

    GS-03
    124
    Application Receiver's Code
    Required
    String (AN)
    Min 2Max 15

    Code identifying party receiving transmission; codes agreed to by trading partners

    GS-04
    373
    Date
    Required
    CCYYMMDD format

    Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year

    GS-05
    337
    Time
    Required
    HHMM, HHMMSS, HHMMSSD, or HHMMSSDD format

    Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)

    GS-06
    28
    Group Control Number
    Required
    Numeric (N0)
    Min 1Max 9

    Assigned number originated and maintained by the sender

    GS-07
    455
    Responsible Agency Code
    Required
    Identifier (ID)
    Min 1Max 2

    Code identifying the issuer of the standard; this code is used in conjunction with Data Element 480

    T
    Transportation Data Coordinating Committee (TDCC)
    X
    Accredited Standards Committee X12
    GS-08
    480
    Version / Release / Industry Identifier Code
    Required

    Code indicating the version, release, subrelease, and industry identifier of the EDI standard being used, including the GS and GE segments; if code in DE455 in GS segment is X, then in DE 480 positions 1-3 are the version number; positions 4-6 are the release and subrelease, level of the version; and positions 7-12 are the industry or trade association identifiers (optionally assigned by user); if code in DE455 in GS segment is T, then other formats are allowed

    005010X220A1

    Heading

    ST
    0100
    Heading > ST

    Transaction Set Header

    RequiredMax use 1

    To indicate the start of a transaction set and to assign a control number

    Example
    ST-01
    143
    Transaction Set Identifier Code
    Required

    Code uniquely identifying a Transaction Set

    • The transaction set identifier (ST01) is used by the translation routines of the interchange partners to select the appropriate transaction set definition (e.g., 810 selects the Invoice Transaction Set).
    834
    Benefit Enrollment and Maintenance
    ST-02
    329
    Transaction Set Control Number
    Required
    Numeric (N)
    Min 4Max 9

    Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set

    Usage notes
    • The Transaction Set Control Number in ST02 and SE02 must be identical. The number must be unique within a specific interchange (ISA-IEA), but can repeat in other interchanges.
    ST-03
    1705
    Implementation Convention Reference
    Required

    Reference assigned to identify Implementation Convention

    • The implementation convention reference (ST03) is used by the translation routines of the interchange partners to select the appropriate implementation convention to match the transaction set definition. When used, this implementation convention reference takes precedence over the implementation reference specified in the GS08.
    Usage notes
    • This element must be populated with the guide identifier named in Section 1.2.
    • This field contains the same value as GS08. Some translator products strip off the ISA and GS segments prior to application (STSE) processing. Providing the information from the GS08 at this level will ensure that the appropriate application mapping is utilized at translation time.
    005010X220A1
    BGN
    0200
    Heading > BGN

    Beginning Segment

    RequiredMax use 1

    To indicate the beginning of a transaction set

    Example
    If Time Zone Code (BGN-05) is present, then Transaction Set Creation Time (BGN-04) is required
    BGN-01
    353
    Transaction Set Purpose Code
    Required

    Code identifying purpose of transaction set

    00
    Original

    If the original transaction has already been processed, an incoming transaction using this code may be rejected by the receiver. The rejection will be identified to the sender by telephone or other direct contact.

    The "00" indicates the first time the transaction is sent.

    15
    Re-Submission

    Send the "15" when the original transmission was incorrect, has yet to be processed by the receiver, and a new corrected transmission is being sent. This transmission can then be pended by the receiver's translator for further review.

    22
    Information Copy

    Send the "22" when the original transmission was lost or not processed, and the sender is passing another transmission that is the same as the original.

    BGN-02
    127
    Transaction Set Reference Number
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    • BGN02 is the transaction set reference number.
    Usage notes
    • This element is the transaction set reference number assigned by the sender's application. It uniquely identifies this occurrence of the transaction for future reference.
    BGN-03
    373
    Transaction Set Creation Date
    Required
    CCYYMMDD format

    Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year

    • BGN03 is the transaction set date.
    Usage notes
    • This element identifies the date that the submitter created the file.
    BGN-04
    337
    Transaction Set Creation Time
    Required
    HHMM, HHMMSS, HHMMSSD, or HHMMSSDD format

    Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)

    • BGN04 is the transaction set time.
    Usage notes
    • This element is used as a time stamp to uniquely identify the transmission.
    BGN-05
    623
    Time Zone Code
    Optional

    Code identifying the time. In accordance with International Standards Organization standard 8601, time can be specified by a + or - and an indication in hours in relation to Universal Time Coordinate (UTC) time; since + is a restricted character, + and - are substituted by P and M in the codes that follow

    • BGN05 is the transaction set time qualifier.
    01
    Equivalent to ISO P01
    02
    Equivalent to ISO P02
    03
    Equivalent to ISO P03
    04
    Equivalent to ISO P04
    05
    Equivalent to ISO P05
    06
    Equivalent to ISO P06
    07
    Equivalent to ISO P07
    08
    Equivalent to ISO P08
    09
    Equivalent to ISO P09
    10
    Equivalent to ISO P10
    11
    Equivalent to ISO P11
    12
    Equivalent to ISO P12
    13
    Equivalent to ISO M12
    14
    Equivalent to ISO M11
    15
    Equivalent to ISO M10
    16
    Equivalent to ISO M09
    17
    Equivalent to ISO M08
    18
    Equivalent to ISO M07
    19
    Equivalent to ISO M06
    20
    Equivalent to ISO M05
    21
    Equivalent to ISO M04
    22
    Equivalent to ISO M03
    23
    Equivalent to ISO M02
    24
    Equivalent to ISO M01
    AD
    Alaska Daylight Time
    AS
    Alaska Standard Time
    AT
    Alaska Time
    CD
    Central Daylight Time
    CS
    Central Standard Time
    CT
    Central Time
    ED
    Eastern Daylight Time
    ES
    Eastern Standard Time
    ET
    Eastern Time
    GM
    Greenwich Mean Time
    HD
    Hawaii-Aleutian Daylight Time
    HS
    Hawaii-Aleutian Standard Time
    HT
    Hawaii-Aleutian Time
    LT
    Local Time
    MD
    Mountain Daylight Time
    MS
    Mountain Standard Time
    MT
    Mountain Time
    ND
    Newfoundland Daylight Time
    NS
    Newfoundland Standard Time
    NT
    Newfoundland Time
    PD
    Pacific Daylight Time
    PS
    Pacific Standard Time
    PT
    Pacific Time
    TD
    Atlantic Daylight Time
    TS
    Atlantic Standard Time
    TT
    Atlantic Time
    UT
    Universal Time Coordinate
    BGN-06
    127
    Original Transaction Set Reference Number
    Optional
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    • BGN06 is the transaction set reference number of a previously sent transaction affected by the current transaction.
    BGN-08
    306
    Action Code
    Required

    Code indicating type of action

    2
    Change (Update)

    Used to identify a transaction of additions, terminations and changes to the current enrollment.

    4
    Verify

    Used to identify a full enrollment transaction to verify that the sponsor's and payer's systems are synchronized.

    RX
    Replace

    Used to identify a full enrollment transmission to be used to identify additions, terminations and changes that need to be applied to the payer's enrollment system.

    REF
    0300
    Heading > REF

    Transaction Set Policy Number

    OptionalMax use 1

    To specify identifying information

    Usage notes
    • The definition of the Master Policy Number is determined by the issuer of the policy, the Payer/Plan Administrator. The Master Policy Number may be used to meet various business needs such as indicating the line of business under which the policy is defined.
    • Required when the insurance contract or trading partner agreement identifies a Master Policy Number for use with electronic enrollment. If not required may be provided at the sender's discretion if a unique ID Number for a group applies to the entire transaction set.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    38
    Master Policy Number
    REF-02
    127
    Master Policy Number
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    DTP
    0400
    Heading > DTP

    File Effective Date

    OptionalMax use >1

    To specify any or all of a date, a time, or a time period

    Usage notes
    • Required when specified in the contract. If not required by this implementation guide, do not send.
    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    007
    Effective
    090
    Report Start
    091
    Report End
    303
    Maintenance Effective
    382
    Enrollment
    388
    Payment Commencement
    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    DTP-03
    1251
    Date Time Period
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    QTY
    0600
    Heading > QTY

    Transaction Set Control Totals

    OptionalMax use 3

    To specify quantity information

    Usage notes
    • Required when the contract or trading partner agreement specifies that this information be included in the transaction set. If not required by this implementation guide, do not send.
    Example
    QTY-01
    673
    Quantity Qualifier
    Required

    Code specifying the type of quantity

    DT
    Dependent Total
    ET
    Employee Total
    TO
    Total
    QTY-02
    380
    Record Totals
    Required
    Decimal number (R)
    Min 1Max 15

    Numeric value of quantity

    1000B Payer Loop
    RequiredMax 1
    N1
    0700
    Heading > Payer Loop > N1

    Payer

    RequiredMax use 1

    To identify a party by type of organization, name, and code

    Usage notes
    • This loop identifies the payer. See section 1.5 for the definition of payer.
    Example
    At least one of Insurer Name (N1-02) or Identification Code Qualifier (N1-03) is required
    N1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    IN
    Insurer
    N1-02
    93
    Insurer Name
    Optional
    String (AN)
    Min 1Max 60

    Free-form name

    N1-03
    66
    Identification Code Qualifier
    Required

    Code designating the system/method of code structure used for Identification Code (67)

    94
    Code assigned by the organization that is the ultimate destination of the transaction set
    FI
    Federal Taxpayer's Identification Number
    XV
    Centers for Medicare and Medicaid Services PlanID

    Use when reporting Health Plan ID (HPID) or Other Entity Identifier (OEID).

    N1-04
    67
    Insurer Identification Code
    Required
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    • This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party.
    1000B Payer Loop end
    1000A Sponsor Name Loop
    RequiredMax 1
    Variants (all may be used)
    Payer LoopTPA/Broker Name Loop
    N1
    0700
    Heading > Sponsor Name Loop > N1

    Sponsor Name

    RequiredMax use 1

    To identify a party by type of organization, name, and code

    Usage notes
    • This loop identifies the sponsor. See section 1.5 for the definition of Sponsor.
    Example
    At least one of Plan Sponsor Name (N1-02) or Identification Code Qualifier (N1-03) is required
    N1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    P5
    Plan Sponsor
    N1-02
    93
    Plan Sponsor Name
    Optional
    String (AN)
    Min 1Max 60

    Free-form name

    N1-03
    66
    Identification Code Qualifier
    Required

    Code designating the system/method of code structure used for Identification Code (67)

    24
    Employer's Identification Number

    The identifier is the Employer Identification Number (EIN) issued by the IRS. The EIN has been adopted as the HIPAA Standard Unique Employer Identifier.

    94
    Code assigned by the organization that is the ultimate destination of the transaction set
    FI
    Federal Taxpayer's Identification Number
    N1-04
    67
    Sponsor Identifier
    Required
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    • This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party.
    1000A Sponsor Name Loop end
    1000C TPA/Broker Name Loop
    OptionalMax 2
    Variants (all may be used)
    Payer LoopSponsor Name Loop
    N1
    0700
    Heading > TPA/Broker Name Loop > N1

    TPA/Broker Name

    RequiredMax use 1

    To identify a party by type of organization, name, and code

    Usage notes
    • Required when a TPA or a Broker is involved in this enrollment. See section 1.5 for definitions. If not required by this implementation guide, do not send.
    Example
    N1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    BO
    Broker or Sales Office
    TV
    Third Party Administrator (TPA)
    N1-02
    93
    TPA or Broker Name
    Required
    String (AN)
    Min 1Max 60

    Free-form name

    N1-03
    66
    Identification Code Qualifier
    Required

    Code designating the system/method of code structure used for Identification Code (67)

    94
    Code assigned by the organization that is the ultimate destination of the transaction set
    FI
    Federal Taxpayer's Identification Number
    XV
    Centers for Medicare and Medicaid Services PlanID

    Use when reporting Health Plan ID (HPID) or Other Entity Identifier (OEID).

    N1-04
    67
    TPA or Broker Identification Code
    Required
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    • This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party.
    1100C TPA/Broker Account Information Loop
    OptionalMax 1
    ACT
    1200
    Heading > TPA/Broker Name Loop > TPA/Broker Account Information Loop > ACT

    TPA/Broker Account Information

    RequiredMax use 1

    To specify account information

    Usage notes
    • Required when the account number of the TPA or Broker is different than the account number for the sponsor. If not required by this implementation guide, do not send.
    Example
    ACT-01
    508
    TPA or Broker Account Number
    Required
    String (AN)
    Min 1Max 35

    Account number assigned

    ACT-06
    508
    TPA or Broker Account Number
    Optional
    String (AN)
    Min 1Max 35

    Account number assigned

    • ACT06 is an account associated with the account in ACT01.
    1100C TPA/Broker Account Information Loop end
    1000C TPA/Broker Name Loop end
    Heading end

    Detail

    2000 Member Level Detail Loop
    RequiredMax >1
    INS
    0100
    Detail > Member Level Detail Loop > INS

    Member Level Detail

    RequiredMax use 1

    To provide benefit information on insured entities

    Usage notes
    • Subscriber information must preceed dependent information in a transmission, or the subscriber information must have been submitted to the receiver in a previous transmission.
    Example
    If either Date Time Period Format Qualifier (INS-11) or Member Individual Death Date (INS-12) is present, then the other is required
    INS-01
    1073
    Member Indicator
    Required

    Code indicating a Yes or No condition or response

    • INS01 indicates status of the insured. A "Y" value indicates the insured is a subscriber: an "N" value indicates the insured is a dependent.
    N
    No
    Y
    Yes
    INS-02
    1069
    Individual Relationship Code
    Required

    Code indicating the relationship between two individuals or entities

    Usage notes
    • The value 18 must be used for the subscriber.;
    • For dependents, this value identifies their relationship to the subscriber. For example, a daughter would be value 19.
    01
    Spouse
    03
    Father or Mother
    04
    Grandfather or Grandmother
    05
    Grandson or Granddaughter
    06
    Uncle or Aunt
    07
    Nephew or Niece
    08
    Cousin
    09
    Adopted Child
    10
    Foster Child
    11
    Son-in-law or Daughter-in-law
    12
    Brother-in-law or Sister-in-law
    13
    Mother-in-law or Father-in-law
    14
    Brother or Sister
    15
    Ward
    16
    Stepparent
    17
    Stepson or Stepdaughter
    18
    Self
    19
    Child
    23
    Sponsored Dependent

    Dependents between the ages of 19 and 25 not attending school; age qualifications may vary depending on policy.

    24
    Dependent of a Minor Dependent
    25
    Ex-spouse
    26
    Guardian
    31
    Court Appointed Guardian
    38
    Collateral Dependent

    Relative related by blood or marriage who resides in the home and is dependent on the insured for a major portion of their support.

    53
    Life Partner

    This is a partner that acts like a spouse without a legal marriage committment.

    60
    Annuitant
    D2
    Trustee
    G8
    Other Relationship
    G9
    Other Relative
    INS-03
    875
    Maintenance Type Code
    Required

    Code identifying the specific type of item maintenance

    001
    Change

    Use this code to indicate a change to an existing subscriber/dependent record.

    021
    Addition

    Use this code to add a subscriber or dependent.

    024
    Cancellation or Termination

    Use this code for cancellation, termination, or deletion of a subscriber or dependent.

    025
    Reinstatement

    Use this code for reinstatement of a cancelled subscriber/dependent record.

    030
    Audit or Compare

    Use this code when sending a full file (BGN08 = 4' or RX') to verify that the sponsor and payer databases are synchronized. See section 1.4.5, Update, Versus Full File Audits, Versus Full File Replacements, for additional information.

    INS-04
    1203
    Maintenance Reason Code
    Optional

    Code identifying the reason for the maintenance change

    01
    Divorce
    02
    Birth
    03
    Death
    04
    Retirement
    05
    Adoption
    06
    Strike
    07
    Termination of Benefits
    08
    Termination of Employment
    09
    Consolidation Omnibus Budget Reconciliation Act (COBRA)
    10
    Consolidation Omnibus Budget Reconciliation Act (COBRA) Premium Paid
    11
    Surviving Spouse
    14
    Voluntary Withdrawal
    15
    Primary Care Provider (PCP) Change
    16
    Quit
    17
    Fired
    18
    Suspended
    20
    Active
    21
    Disability
    22
    Plan Change

    Use this code when a member changes from one Plan to a different Plan. This is not intended to identify changes to a Plan.

    25
    Change in Identifying Data Elements

    Use this code when a change has been made to the primary elements that identify a member. Such primary elements include the following: first name, last name, Social Security Number, date of birth, and employee identification number.

    26
    Declined Coverage

    Use this code when a member declined a previously active coverage.

    27
    Pre-Enrollment

    Use this code to enroll newborns prior to receiving the newborn's application.

    28
    Initial Enrollment

    Use this code the first time the member selected coverage with the Plan Sponsor.

    29
    Benefit Selection

    Use this code when a member changes benefits within a Plan.

    31
    Legal Separation
    32
    Marriage
    33
    Personnel Data

    Use this code for any data change that is not included in any of the other allowed codes. An example would be change in Coordination of Benefits information.

    37
    Leave of Absence with Benefits
    38
    Leave of Absence without Benefits
    39
    Lay Off with Benefits
    40
    Lay Off without Benefits
    41
    Re-enrollment
    43
    Change of Location

    Use this code to indicate a change of address.

    59
    Non Payment
    AA
    Dissatisfaction with Office Staff
    AB
    Dissatisfaction with Medical Care/Services Rendered
    AC
    Inconvenient Office Location
    AD
    Dissatisfaction with Office Hours
    AE
    Unable to Schedule Appointments in a Timely Manner
    AF
    Dissatisfaction with Physician's Referral Policy
    AG
    Less Respect and Attention Time Given than to Other Patients
    AH
    Patient Moved to a New Location
    AI
    No Reason Given
    AJ
    Appointment Times not Met in a Timely Manner
    AL
    Algorithm Assigned Benefit Selection
    EC
    Member Benefit Selection

    Use this code for initial and subsequent enrollment when an insurance carrier needs to recognize that a member made an explicit plan choice.

    XN
    Notification Only

    Use this code in complete enrollment transmissions. This is used when INS03 is equal to 030 (Audit/Compare).

    XT
    Transfer

    Use this code when a member has an organizational change (i.e. a location change within the organization) with no change in benefits or plan.

    INS-05
    1216
    Benefit Status Code
    Required

    The type of coverage under which benefits are paid

    A
    Active
    C
    Consolidated Omnibus Budget Reconciliation Act (COBRA)
    S
    Surviving Insured
    T
    Tax Equity and Fiscal Responsibility Act (TEFRA)
    INS-06
    C052
    Medicare Status Code
    Optional
    To provide Medicare coverage and associated reason for Medicare eligibility
    Usage notes

    Required if a member is being enrolled or disenrolled in Medicare, is currently in Medicare or has terminated or changed their Medicare enrollment. If not required by this implementation guide, do not send.

    C052-01
    1218
    Medicare Plan Code
    Required

    Code identifying the Medicare Plan

    A
    Medicare Part A
    B
    Medicare Part B
    C
    Medicare Part A and B
    D
    Medicare
    E
    No Medicare
    C052-02
    1701
    Medicare Eligibility Reason Code
    Optional

    Code specifying reason for eligibility

    0
    Age
    1
    Disability
    2
    End Stage Renal Disease (ESRD)
    INS-07
    1219
    Consolidated Omnibus Budget Reconciliation Act (COBRA) Qualifying Event Code
    Optional

    A Qualifying Event is any of the following which results in loss of coverage for a Qualified Beneficiary

    1
    Termination of Employment
    2
    Reduction of work hours
    3
    Medicare
    4
    Death
    5
    Divorce
    6
    Separation
    7
    Ineligible Child
    8
    Bankruptcy of Retiree's Former Employer (26 U.S.C. 4980B(f)(3)(F))
    9
    Layoff
    10
    Leave of Absence
    ZZ
    Mutually Defined
    INS-08
    584
    Employment Status Code
    Optional

    Code showing the general employment status of an employee/claimant

    Usage notes
    • If this insurance enrollment is through a non-employment based program such as Medicare or Medicaid then this data element will contain the status of the subscriber in that program, rather than their employment status. Codes for non-employment based programs will be limited to "AC", Active and "TE", Terminated.
    AC
    Active
    AO
    Active Military - Overseas
    AU
    Active Military - USA
    FT
    Full-time

    Full time active employee

    L1
    Leave of Absence
    PT
    Part-time

    Part time Active Employee

    RT
    Retired
    TE
    Terminated
    INS-09
    1220
    Student Status Code
    Optional

    Code indicating the student status of the patient if 19 years of age or older, not handicapped and not the insured

    F
    Full-time
    N
    Not a Student
    P
    Part-time
    INS-10
    1073
    Handicap Indicator
    Optional

    Code indicating a Yes or No condition or response

    • INS10 is the handicapped status indicator. A "Y" value indicates an individual is handicapped; an "N" value indicates an individual is not handicapped.
    N
    No
    Y
    Yes
    INS-11
    1250
    Date Time Period Format Qualifier
    Optional

    Code indicating the date format, time format, or date and time format

    D8
    Date Expressed in Format CCYYMMDD
    INS-12
    1251
    Member Individual Death Date
    Optional
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    • INS12 is the date of death.
    INS-13
    1165
    Confidentiality Code
    Optional

    Code indicating the access to insured information

    R
    Restricted Access
    U
    Unrestricted Access
    INS-17
    1470
    Birth Sequence Number
    Optional
    Numeric (N0)
    Min 1Max 9

    A generic number

    • INS17 is the number assigned to each family member born with the same birth date. This number identifies birth sequence for multiple births allowing proper tracking and response of benefits for each dependent (i.e., twins, triplets, etc.).
    REF
    0200
    Detail > Member Level Detail Loop > REF

    Member Policy Number

    OptionalMax use 1

    To specify identifying information

    Usage notes
    • The policy number passed in this segment is an attribute of the contract relationship between the plan sponsor (sender) and the payer (receiver) and not an attribute of an individual's participation in any coverage passed in an HD loop.
    • Required when the policy or group number applies to all coverage data (all 2300 loops for this member). If not required by this implementation guide, do not send.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    1L
    Group or Policy Number

    The submitter sends the payer's pre-assigned Group or Policy Number.

    REF-02
    127
    Member Group or Policy Number
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    REF
    0200
    Detail > Member Level Detail Loop > REF

    Member Supplemental Identifier

    OptionalMax use 13

    To specify identifying information

    Usage notes
    • Required when sending additional identifying information on the member. If not required by this implementation guide, do not send.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    3H
    Case Number
    4A
    Personal Identification Number (PIN)

    Use this code to transmit a password that is associated with the member's record.

    6O
    Cross Reference Number

    Used when further identification of a member is required for reporting, indexing, or other purpose as mutually agreed upon between the sender and receiver of the transaction set.

    17
    Client Reporting Category

    Used when further identification of a member is required under the insurance contract between the sponsor and the payer and allowed by federal and state regulations.

    23
    Client Number

    To be used to pass a payer specific identifier for a member. Not to be used after the HIPAA standard National Identifier for Individuals is implemented.

    ABB
    Personal ID Number
    D3
    National Council for Prescription Drug Programs Pharmacy Number
    DX
    Department/Agency Number

    Use when members in a coverage group are set up as different departments or divisions under the terms of the insurance policy.

    F6
    Health Insurance Claim (HIC) Number

    Use when reporting Medicare eligibility for a member until the National Identifier is mandated for use.

    P5
    Position Code

    Use this code to transmit the title of the member's employment position.

    Q4
    Prior Identifier Number

    Use to pass the Identifier Number under which the member had previous coverage with the payer. This could be the result of a change in employment or coverage that resulted in a new ID number being assigned but left the member covered by the same payer.

    QQ
    Unit Number

    Use when members in a coverage group are set up as different units under the terms of the insurance policy. Units may exist within another grouping such as division or department.

    ZZ
    Mutually Defined
    REF-02
    127
    Member Supplemental Identifier
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    REF
    0200
    Detail > Member Level Detail Loop > REF

    Subscriber Identifier

    RequiredMax use 1

    To specify identifying information

    Usage notes
    • This segment must contain a unique SUBSCRIBER identification number (SSN or other). This occurrence is identified by the 0F qualifier (REF01). This identifier is used for linking the subscriber with dependents as required under many policies.
    • The developers recommend using the identifier developed under the HIPAA legislation, when that becomes available.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    0F
    Subscriber Number

    The assignment of the Subscriber Number is designated within the Insurance Contract.

    REF-02
    127
    Subscriber Identifier
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    DTP
    0250
    Detail > Member Level Detail Loop > DTP

    Member Level Dates

    OptionalMax use 24

    To specify any or all of a date, a time, or a time period

    Usage notes
    • Required when enrolling a member or when the sponsor is informed of a change to any applicable date listed in DTP01. Only those dates that apply to the particular insurance contract need to be sent. If not required by this implementation guide, do not send.
    • While many of the dates listed for DTP01 are related to termination, the only code that is used to actually terminate a Member is 357 (Eligibility End). Similarly, the Eligibility Begin Date (code 356) is the date the individual is eligible for coverage, not the date coverage is effective.
    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    050
    Received

    Used to identify the date an enrollment application is received.

    286
    Retirement
    296
    Initial Disability Period Return To Work
    297
    Initial Disability Period Last Day Worked
    300
    Enrollment Signature Date
    301
    Consolidated Omnibus Budget Reconciliation Act (COBRA) Qualifying Event
    303
    Maintenance Effective

    This code is used to send the effective date of a change to an existing member's information, excluding changes made in Loop 2300.

    336
    Employment Begin
    337
    Employment End
    338
    Medicare Begin
    339
    Medicare End
    340
    Consolidated Omnibus Budget Reconciliation Act (COBRA) Begin
    341
    Consolidated Omnibus Budget Reconciliation Act (COBRA) End
    350
    Education Begin

    This is the start date for the student at the current educational institution.

    351
    Education End

    This is the expected graduation date the student at the current educational institution.

    356
    Eligibility Begin

    The date when a member could elect to enroll or begin benefits in any health care plan through the employer. This is not the actual begin date of coverage, which is conveyed in the DTP segment at position 2700.

    357
    Eligibility End

    The eligibility end date represents the last date of coverage for which claims will be paid for the individual being terminated. For example, if a date of 02/28/2001 is passed then claims for this individual will be paid through 11:59 p.m. on 02/28/2001.

    383
    Adjusted Hire
    385
    Credited Service Begin

    The start date from which an employee's length of service, as defined in the plan document, will be calculated.

    386
    Credited Service End

    The end date to be used in the calculation of an employee's length of service, as defined in the plan document.

    393
    Plan Participation Suspension
    394
    Rehire
    473
    Medicaid Begin
    474
    Medicaid End
    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    DTP-03
    1251
    Status Information Effective Date
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    NM1
    0300
    Detail > Member Level Detail Loop > Custodial Parent Loop > NM1

    Custodial Parent

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required when the custodial parent of a minor dependent is someone other than the subscriber. If not required by this implementation guide, do not send.
    • Any other situation, (examples: Guardianship, Legal Indemnity, Power of Attorney, and/or Separation Agreements) would be handled under the Responsible Party NM1 segment.
    Example
    If either Identification Code Qualifier (NM1-08) or Custodial Parent Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    S3
    Custodial Parent
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    NM1-03
    1035
    Custodial Parent Last Name
    Required
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Custodial Parent First Name
    Required
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Custodial Parent Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Custodial Parent Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Custodial Parent Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    34
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    ZZ
    Mutually Defined

    Value is required if National Individual Identifier is mandated for use. Otherwise, one of the other listed codes may be used.

    NM1-09
    67
    Custodial Parent Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    PER
    0400
    Detail > Member Level Detail Loop > Custodial Parent Loop > PER

    Custodial Parent Communications Numbers

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when the Custodial Parent contact information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    PQ
    Parent or Guardian
    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    N3
    0500
    Detail > Member Level Detail Loop > Custodial Parent Loop > N3

    Custodial Parent Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when the custodial parent of a minor dependent is someone other than the subscriber and the information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Custodial Parent Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Custodial Parent Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Custodial Parent Loop > N4

    Custodial Parent City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when the custodial parent of a minor dependent is someone other than the subscriber and the information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    Only one of Custodial Parent State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Custodial Parent City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Custodial Parent State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Custodial Parent Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100F Custodial Parent Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Drop Off Location Loop > NM1

    Drop Off Location

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required when member has requested shipments to be sent to an address other then their residence or mailing. If not required by this implementation guide, do not send.
    Example
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    45
    Drop-off Location
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    NM1-03
    1035
    Name Last or Organization Name
    Optional
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Name First
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Name Middle
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    N3
    0500
    Detail > Member Level Detail Loop > Drop Off Location Loop > N3

    Drop Off Location Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when member has requested shipments to be sent to an address other than their residence or mailing. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Drop Off Location Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Drop Off Location Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Drop Off Location Loop > N4

    Drop Off Location City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when member has requested shipments to be sent to an address other than their residence or mailing. If not required by this implementation guide, do not send.
    Example
    Only one of Drop Off Location State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Drop Off Location City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Drop Off Location State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Drop Off Location Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100H Drop Off Location Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Incorrect Member Name Loop > NM1

    Incorrect Member Name

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required if a corrected name is being sent in loop 2100A or if previously supplied demographics are being changed. If only the demographics are being changed, the code in NM101 in loop 2100A will be IL, and the code in NM101 in this loop will be 70. If not required by this implementation guide, do not send.
    • If only the demographics are being changed, the code in NM101 in loop 2100A will be IL, and the code in NM101 in this loop will be 70.
    Example
    If either Identification Code Qualifier (NM1-08) or Prior Incorrect Insured Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    Usage notes
    • This code identifies that the information that follows is previously reported enrollment information that is being corrected.
    70
    Prior Incorrect Insured
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    NM1-03
    1035
    Prior Incorrect Member Last Name
    Required
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Prior Incorrect Member First Name
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Prior Incorrect Member Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Prior Incorrect Member Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Prior Incorrect Member Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    34
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    ZZ
    Mutually Defined

    Value is required if National Individual Identifier is mandated for use. Otherwise, one of the other listed codes may be used.

    NM1-09
    67
    Prior Incorrect Insured Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    Usage notes
    • NM109 is the identifier that was previously sent in error. This allows matching with data on receiver's system.
    DMG
    0800
    Detail > Member Level Detail Loop > Incorrect Member Name Loop > DMG

    Incorrect Member Demographics

    OptionalMax use 1

    To supply demographic information

    Usage notes
    • Required when there is a change to the previously supplied demographic information. If not required by this implementation guide, do not send.
    Example
    If either Date Time Period Format Qualifier (DMG-01) or Prior Incorrect Insured Birth Date (DMG-02) is present, then the other is required
    If either Code List Qualifier Code (DMG-10) or Race or Ethnicity Collection Code (DMG-11) is present, then the other is required
    If Race or Ethnicity Collection Code (DMG-11) is present, then Composite Race or Ethnicity Information (DMG-05) is required
    DMG-01
    1250
    Date Time Period Format Qualifier
    Optional

    Code indicating the date format, time format, or date and time format

    D8
    Date Expressed in Format CCYYMMDD
    DMG-02
    1251
    Prior Incorrect Insured Birth Date
    Optional
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    • DMG02 is the date of birth.
    DMG-03
    1068
    Prior Incorrect Insured Gender Code
    Optional

    Code indicating the sex of the individual

    F
    Female
    M
    Male
    U
    Unknown
    DMG-04
    1067
    Marital Status Code
    Optional

    Code defining the marital status of a person

    B
    Registered Domestic Partner
    D
    Divorced
    I
    Single
    M
    Married
    R
    Unreported
    S
    Separated
    U
    Unmarried (Single or Divorced or Widowed)

    This code should be used if the previous status is unknown.

    W
    Widowed
    X
    Legally Separated
    DMG-05
    C056
    Composite Race or Ethnicity Information
    Optional
    To send general and detailed information on race or ethnicity
    Usage notes

    Required when the members Race or Ethnicity is being corrected. If not required this implementation guide, do not send.

    If either Code List Qualifier Code (C056-02) or Race or Ethnicity Code (C056-03) is present, then the other is required
    C056-01
    1109
    Race or Ethnicity Code
    Optional

    Code indicating the racial or ethnic background of a person; it is normally self-reported; Under certain circumstances this information is collected for United States Government statistical purposes

    7
    Not Provided
    8
    Not Applicable
    A
    Asian or Pacific Islander
    B
    Black
    C
    Caucasian
    D
    Subcontinent Asian American
    E
    Other Race or Ethnicity
    F
    Asian Pacific American
    G
    Native American
    H
    Hispanic
    I
    American Indian or Alaskan Native
    J
    Native Hawaiian
    N
    Black (Non-Hispanic)
    O
    White (Non-Hispanic)
    P
    Pacific Islander
    Z
    Mutually Defined
    C056-02
    1270
    Code List Qualifier Code
    Optional

    Code identifying a specific industry code list

    • C056-02 and C056-03 are used to specify detailed information about race or ethnicity.
    RET
    Classification of Race or Ethnicity
    C056-03
    1271
    Race or Ethnicity Code
    Optional
    String (AN)
    Min 1Max 30

    Code indicating a code from a specific industry code list

    DMG-06
    1066
    Citizenship Status Code
    Optional

    Code indicating citizenship status

    1
    U.S. Citizen
    2
    Non-Resident Alien
    3
    Resident Alien
    4
    Illegal Alien
    5
    Alien
    6
    U.S. Citizen - Non-Resident
    7
    U.S. Citizen - Resident
    DMG-10
    1270
    Code List Qualifier Code
    Optional

    Code identifying a specific industry code list

    REC
    Race or Ethnicity Collection Code
    DMG-11
    1271
    Race or Ethnicity Collection Code
    Optional
    String (AN)
    Min 1Max 30

    Code indicating a code from a specific industry code list

    • DMG11 is used to specify how the information in DMG05, including repeats of C056, was collected.
    2100B Incorrect Member Name Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Member Employer Loop > NM1

    Member Employer

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required when the member is employed by someone other than the sponsor and the insurance contract requires the payer to be notified of such employment. If not required by this implementation guide, do not send.
    • This segment is not used to collect Coordination of Benefits (COB) information. COB information must be passed in the 2320 loop.
    Example
    If either Identification Code Qualifier (NM1-08) or Member Employer Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    36
    Employer
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    2
    Non-Person Entity
    NM1-03
    1035
    Member Employer Name
    Optional
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Member Employer First Name
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Member Employer Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Member Employer Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Member Employer Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    24
    Employer's Identification Number

    This is the "HIPAA Employer Identifier".

    34
    Social Security Number
    NM1-09
    67
    Member Employer Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    PER
    0400
    Detail > Member Level Detail Loop > Member Employer Loop > PER

    Member Employer Communications Numbers

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when the Member Employers contact information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    EP
    Employer Contact
    PER-02
    93
    Member Employer Communications Contact Name
    Optional
    String (AN)
    Min 1Max 60

    Free-form name

    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    N3
    0500
    Detail > Member Level Detail Loop > Member Employer Loop > N3

    Member Employer Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when the member's employer is not the sponsor and the employer address is provided to the sponsor by the member. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Member Employer Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Member Employer Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Member Employer Loop > N4

    Member Employer City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when the member's employer is not the sponsor and the employer address is provided to the sponsor by the member. If not required by this implementation guide, do not send.
    Example
    Only one of Member Employer State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Member Employer City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Member Employer State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Member Employer Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100D Member Employer Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Member Mailing Address Loop > NM1

    Member Mailing Address

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required when the member mailing address is different from the residence address sent in loop 2100A or when the dependent's address is different from the subscriber. If not required by this implementation guide, do not send.
    Example
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    31
    Postal Mailing Address
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    N3
    0500
    Detail > Member Level Detail Loop > Member Mailing Address Loop > N3

    Member Mail Street Address

    RequiredMax use 1

    To specify the location of the named party

    Example
    N3-01
    166
    Member Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Member Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Member Mailing Address Loop > N4

    Member Mail City, State, ZIP Code

    RequiredMax use 1

    To specify the geographic place of the named party

    Example
    Only one of Member Mail State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Member Mail City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Member Mail State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Member Mail Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100C Member Mailing Address Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Member Name Loop > NM1

    Member Name

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Example
    If either Identification Code Qualifier (NM1-08) or Member Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    Usage notes
    • This code identifies if this is a correction to a previous enrollment or if it is a new, or update, enrollment transaction.
    74
    Corrected Insured

    Use this code if this transmission is correcting the identifier information on a member already enrolled. Usage of this code requires the sending of an NM1 with code '70' in loop 2100B.

    IL
    Insured or Subscriber

    Use this code for enrolling a new member or updating a member with no change in identifying information. The identifying information for a member is specified under the insurance contract between the sponsor and payer.

    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    NM1-03
    1035
    Member Last Name
    Required
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Member First Name
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Member Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Member Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Member Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    34
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    ZZ
    Mutually Defined

    Value is required if National Individual Identifier is mandated for use. Otherwise, one of the other listed codes may be used.

    NM1-09
    67
    Member Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    PER
    0400
    Detail > Member Level Detail Loop > Member Name Loop > PER

    Member Communications Numbers

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when enrolling subscribers, dependents with different contact information, or when changing a member's contact information and the information is provided to the sponsor for the member. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    IP
    Insured Party
    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    N3
    0500
    Detail > Member Level Detail Loop > Member Name Loop > N3

    Member Residence Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when enrolling subscribers, dependents with different address information, or when changing a member's address. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Member Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Member Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Member Name Loop > N4

    Member City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when enrolling subscribers, dependents with different address information, or when changing a member's address. If not required by this implementation guide, do not send.
    Example
    Only one of Member State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Location Identifier (N4-06) is present, then Location Qualifier (N4-05) is required
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Member City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Member State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Member Postal Zone or Zip Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-05
    309
    Location Qualifier
    Optional

    Code identifying type of location

    60
    Area
    CY
    County/Parish
    N4-06
    310
    Location Identifier
    Optional
    String (AN)
    Min 1Max 30

    Code which identifies a specific location

    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    DMG
    0800
    Detail > Member Level Detail Loop > Member Name Loop > DMG

    Member Demographics

    OptionalMax use 1

    To supply demographic information

    Usage notes
    • Required when enrolling a new member, changing a member's demographic information, or terminating a member. If not required by this implementation guide, do not send.
    Example
    If either Code List Qualifier Code (DMG-10) or Race or Ethnicity Collection Code (DMG-11) is present, then the other is required
    If Race or Ethnicity Collection Code (DMG-11) is present, then Composite Race or Ethnicity Information (DMG-05) is required
    DMG-01
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    D8
    Date Expressed in Format CCYYMMDD
    DMG-02
    1251
    Member Birth Date
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    • DMG02 is the date of birth.
    DMG-03
    1068
    Gender Code
    Required

    Code indicating the sex of the individual

    F
    Female
    M
    Male
    U
    Unknown

    This code is to be used only when the gender is unknown or when it can not be sent due to reporting restrictions.

    DMG-04
    1067
    Marital Status Code
    Optional

    Code defining the marital status of a person

    B
    Registered Domestic Partner
    D
    Divorced
    I
    Single
    M
    Married
    R
    Unreported
    S
    Separated
    U
    Unmarried (Single or Divorced or Widowed)

    This code should be used if the previous status is unknown.

    W
    Widowed
    X
    Legally Separated
    DMG-05
    C056
    Composite Race or Ethnicity Information
    Optional
    To send general and detailed information on race or ethnicity
    Usage notes

    Required when such transmission is required under the insurance contract between the sponsor and payer and allowed by federal and state regulations. If not required by this implementation guide, do not send.

    If either Code List Qualifier Code (C056-02) or Race or Ethnicity Code (C056-03) is present, then the other is required
    C056-01
    1109
    Race or Ethnicity Code
    Optional

    Code indicating the racial or ethnic background of a person; it is normally self-reported; Under certain circumstances this information is collected for United States Government statistical purposes

    7
    Not Provided
    8
    Not Applicable
    A
    Asian or Pacific Islander
    B
    Black
    C
    Caucasian
    D
    Subcontinent Asian American
    E
    Other Race or Ethnicity
    F
    Asian Pacific American
    G
    Native American
    H
    Hispanic
    I
    American Indian or Alaskan Native
    J
    Native Hawaiian
    N
    Black (Non-Hispanic)
    O
    White (Non-Hispanic)
    P
    Pacific Islander
    Z
    Mutually Defined
    C056-02
    1270
    Code List Qualifier Code
    Optional

    Code identifying a specific industry code list

    • C056-02 and C056-03 are used to specify detailed information about race or ethnicity.
    RET
    Classification of Race or Ethnicity
    C056-03
    1271
    Race or Ethnicity Code
    Optional
    String (AN)
    Min 1Max 30

    Code indicating a code from a specific industry code list

    Usage notes
    • CODE SOURCE 859: Classification of Race or Ethnicity
    DMG-06
    1066
    Citizenship Status Code
    Optional

    Code indicating citizenship status

    1
    U.S. Citizen
    2
    Non-Resident Alien
    3
    Resident Alien
    4
    Illegal Alien
    5
    Alien
    6
    U.S. Citizen - Non-Resident
    7
    U.S. Citizen - Resident
    DMG-10
    1270
    Code List Qualifier Code
    Optional

    Code identifying a specific industry code list

    REC
    Race or Ethnicity Collection Code
    DMG-11
    1271
    Race or Ethnicity Collection Code
    Optional
    String (AN)
    Min 1Max 30

    Code indicating a code from a specific industry code list

    • DMG11 is used to specify how the information in DMG05, including repeats of C056, was collected.
    EC
    1000
    Detail > Member Level Detail Loop > Member Name Loop > EC

    Employment Class

    OptionalMax use >1

    To provide class of employment information

    Usage notes
    • Required when sending additional employment class information on the member. If not required by this implementation guide, do not send.
    Example
    EC-01
    1176
    Employment Class Code
    Required

    Code indicating category of employee

    01
    Union
    02
    Non-Union
    03
    Executive
    04
    Non-Executive
    05
    Management
    06
    Non-Management
    07
    Hourly
    08
    Salaried
    09
    Administrative
    10
    Non-Administrative
    11
    Exempt
    12
    Non-Exempt
    17
    Highly Compensated
    18
    Key-Employee
    19
    Bargaining
    20
    Non-Bargaining
    21
    Owner
    22
    President
    23
    Vice President
    EC-02
    1176
    Employment Class Code
    Optional

    Code indicating category of employee

    01
    Union
    02
    Non-Union
    03
    Executive
    04
    Non-Executive
    05
    Management
    06
    Non-Management
    07
    Hourly
    08
    Salaried
    09
    Administrative
    10
    Non-Administrative
    11
    Exempt
    12
    Non-Exempt
    17
    Highly Compensated
    18
    Key-Employee
    19
    Bargaining
    20
    Non-Bargaining
    21
    Owner
    22
    President
    23
    Vice President
    EC-03
    1176
    Employment Class Code
    Optional

    Code indicating category of employee

    01
    Union
    02
    Non-Union
    03
    Executive
    04
    Non-Executive
    05
    Management
    06
    Non-Management
    07
    Hourly
    08
    Salaried
    09
    Administrative
    10
    Non-Administrative
    11
    Exempt
    12
    Non-Exempt
    17
    Highly Compensated
    18
    Key-Employee
    19
    Bargaining
    20
    Non-Bargaining
    21
    Owner
    22
    President
    23
    Vice President
    ICM
    1100
    Detail > Member Level Detail Loop > Member Name Loop > ICM

    Member Income

    OptionalMax use 1

    To supply information to determine benefit eligibility, deductibles, and retirement and investment contributions

    Usage notes
    • Required when such transmission is required under the insurance contract between the sponsor and payer. If not required by this implementation guide, do not send.
    Example
    ICM-01
    594
    Frequency Code
    Required

    Code indicating frequency or type of activities or actions being reported

    • ICM01 is the frequency at which an individual's wages are paid.
    1
    Weekly
    2
    Biweekly
    3
    Semimonthly
    4
    Monthly
    6
    Daily
    7
    Annual
    8
    Two Calendar Months
    9
    Lump-Sum Separation Allowance
    B
    Year-to-Date
    C
    Single
    H
    Hourly
    Q
    Quarterly
    S
    Semiannual
    U
    Unknown
    ICM-02
    782
    Wage Amount
    Required
    Decimal number (R)
    Min 1Max 15

    Monetary amount

    • ICM02 is the yearly wages amount.
    ICM-03
    380
    Work Hours Count
    Optional
    Decimal number (R)
    Min 1Max 15

    Numeric value of quantity

    • ICM03 is the weekly hours.
    ICM-04
    310
    Location Identification Code
    Optional
    String (AN)
    Min 1Max 30

    Code which identifies a specific location

    • ICM04 is the employer location qualifier such as a department number.
    ICM-05
    1214
    Salary Grade Code
    Optional
    String (AN)
    Min 1Max 5

    The salary grade code assigned by the employer

    AMT
    1200
    Detail > Member Level Detail Loop > Member Name Loop > AMT

    Member Policy Amounts

    OptionalMax use 7

    To indicate the total monetary amount

    Usage notes
    • Required when such transmission is required under the insurance contract between the sponsor and payer. If not required by this implementation guide, do not send.
    Example
    AMT-01
    522
    Amount Qualifier Code
    Required

    Code to qualify amount

    B9
    Co-insurance - Actual

    This will contain any co-insurance selection amount. The option of adjusting this amount to produce the actual co-insurance can be defined in the insurance contract.

    C1
    Co-Payment Amount
    D2
    Deductible Amount
    EBA
    Expected Expenditure Amount
    FK
    Other Unlisted Amount
    P3
    Premium Amount
    R
    Spend Down
    AMT-02
    782
    Contract Amount
    Required
    Decimal number (R)
    Min 1Max 15

    Monetary amount

    HLH
    1300
    Detail > Member Level Detail Loop > Member Name Loop > HLH

    Member Health Information

    OptionalMax use 1

    To provide health information

    Usage notes
    • Required on initial enrollment of a member when appropriate medical information about the member is available. If not required by this implementation guide, do not send.
    Example
    HLH-01
    1212
    Health Related Code
    Required

    Code indicating a specific health situation

    N
    None
    S
    Substance Abuse
    T
    Tobacco Use
    U
    Unknown
    X
    Tobacco Use and Substance Abuse
    HLH-02
    65
    Member Height
    Optional
    Decimal number (R)
    Min 1Max 8

    Vertical dimension of an object measured when the object is in the upright position

    Usage notes
    • The height must be reported in inches.
    HLH-03
    81
    Member Weight
    Optional
    Decimal number (R)
    Min 1Max 10

    Numeric value of weight

    • HLH03 is the current weight in pounds.
    LUI
    1500
    Detail > Member Level Detail Loop > Member Name Loop > LUI

    Member Language

    OptionalMax use >1

    To specify language, type of usage, and proficiency or fluency

    Usage notes
    • Required if the sponsor knows that the member's primary language is not English, and such transmission is required under the insurance contract between the sponsor and payer and allowed by federal and state regulations. If not required by this implementation guide do not send.
    • Any need to send/collect this information will need to be contained in the trading partner agreement.
    Example
    If either Identification Code Qualifier (LUI-01) or Language Code (LUI-02) is present, then the other is required
    If Language Use Indicator (LUI-04) is present, then at least one of Language Code (LUI-02) or Language Description (LUI-03) is required
    LUI-01
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    LD
    NISO Z39.53 Language Codes
    LE
    ISO 639 Language Codes
    LUI-02
    67
    Language Code
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    • LUI02 is the language code.
    LUI-03
    352
    Language Description
    Optional
    String (AN)
    Min 1Max 80

    A free-form description to clarify the related data elements and their content

    • LUI03 is the name of the language.
    LUI-04
    1303
    Language Use Indicator
    Optional

    Code indicating the use of a language

    5
    Language Reading
    6
    Language Writing
    7
    Language Speaking
    8
    Native Language
    2100A Member Name Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Member School Loop > NM1

    Member School

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required when the member is enrolled in school and the payer is required to be notified under the insurance contract between the sponsor and the payer. If not required by this implementation guide, do not send.
    Example
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    M8
    Educational Institution
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    2
    Non-Person Entity
    NM1-03
    1035
    School Name
    Required
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    PER
    0400
    Detail > Member Level Detail Loop > Member School Loop > PER

    Member School Commmunications Numbers

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when the Member School contact information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    SK
    School Clerk
    PER-02
    93
    Member School Communications Contact Name
    Optional
    String (AN)
    Min 1Max 60

    Free-form name

    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    TE
    Telephone
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    N3
    0500
    Detail > Member Level Detail Loop > Member School Loop > N3

    Member School Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when the member is enrolled in school and the school address is provided to the sponsor by the member. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    School Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    School Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Member School Loop > N4

    Member School City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when the member is enrolled in school and the school address is provided to the sponsor by the member. If not required by this implementation guide, do not send.
    Example
    Only one of Member School State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Member School City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Member School State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Member School Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100E Member School Loop end
    NM1
    0300
    Detail > Member Level Detail Loop > Responsible Person Loop > NM1

    Responsible Person

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required to identify the person(s), other than the subscriber, who are responsible for the member. If not required by this implementation guide, do not send.
    Example
    If either Identification Code Qualifier (NM1-08) or Responsible Party Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    6Y
    Case Manager
    9K
    Key Person
    E1
    Person or Other Entity Legally Responsible for a Child

    Used to identify a legal indemnity situation.

    This code is used when a Qualified Medical Child Support Order (QMSCO) is present.

    EI
    Executor of Estate

    This is used when the subscriber is deceased and the executor/responsible party is other than a surviving spouse.

    EXS
    Ex-spouse

    This is used to identify a separated spouse under a separation agreement, or that the member is the divorced spouse and self responsible. This is NOT USED to identify the custodial parent for dependent children after a divorce.

    GB
    Other Insured
    GD
    Guardian
    J6
    Power of Attorney
    LR
    Legal Representative
    QD
    Responsible Party
    S1
    Parent
    TZ
    Significant Other
    X4
    Spouse
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    NM1-03
    1035
    Responsible Party Last or Organization Name
    Required
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Responsible Party First Name
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Responsible Party Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Responsible Party Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Responsible Party Suffix Name
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    34
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    ZZ
    Mutually Defined

    Value is required if National Individual Identifier is mandated for use. Otherwise, one of the other listed codes may be used.

    NM1-09
    67
    Responsible Party Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    PER
    0400
    Detail > Member Level Detail Loop > Responsible Person Loop > PER

    Responsible Person Communications Numbers

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when the Responsible Person contact information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    RP
    Responsible Person
    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    N3
    0500
    Detail > Member Level Detail Loop > Responsible Person Loop > N3

    Responsible Person Street Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when there is a person other than the subscriber who is responsible for the member and the responsible person's address is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Responsible Party Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Responsible Party Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    0600
    Detail > Member Level Detail Loop > Responsible Person Loop > N4

    Responsible Person City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when there is a person other than the subscriber who is responsible for the member and the responsible person's address is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    Only one of Responsible Person State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Responsible Person City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Responsible Person State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Responsible Person Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    2100G Responsible Person Loop end
    2200 Disability Information Loop
    OptionalMax >1
    DSB
    2000
    Detail > Member Level Detail Loop > Disability Information Loop > DSB

    Disability Information

    RequiredMax use 1

    To supply disability information

    Usage notes
    • Required when enrolling a disabled member or when disability information about an existing member is added or changed. If not required by this implementation guide, do not send.
    Example
    If either Product or Service ID Qualifier (DSB-07) or Diagnosis Code (DSB-08) is present, then the other is required
    DSB-01
    1146
    Disability Type Code
    Required

    Code identifying the disability status of the individual

    1
    Short Term Disability
    2
    Long Term Disability
    3
    Permanent or Total Disability
    4
    No Disability
    DSB-07
    235
    Product or Service ID Qualifier
    Optional

    Code identifying the type/source of the descriptive number used in Product/Service ID (234)

    DX
    International Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) - Diagnosis
    ZZ
    Mutually Defined

    To be used for the International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM) - Diagnosis.

    CODE SOURCE: 897 International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM)

    DSB-08
    1137
    Diagnosis Code
    Optional
    String (AN)
    Min 1Max 15

    Code value for describing a medical condition or procedure

    • DSB08 is the functional status code for the disability.
    DTP
    2100
    Detail > Member Level Detail Loop > Disability Information Loop > DTP

    Disability Eligibility Dates

    OptionalMax use 2

    To specify any or all of a date, a time, or a time period

    Usage notes
    • This segment is used to send the first and last date of disability.
    • Required when enrolling a disabled member or when disability dates change for an existing member, and the disability dates are known by the sponsor. If not required by this implementation guide, do not send.
    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    360
    Initial Disability Period Start
    361
    Initial Disability Period End
    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    DTP-03
    1251
    Disability Eligibility Date
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    2200 Disability Information Loop end
    2300 Health Coverage Loop
    OptionalMax 99
    HD
    2600
    Detail > Member Level Detail Loop > Health Coverage Loop > HD

    Health Coverage

    RequiredMax use 1

    To provide information on health coverage

    Usage notes
    • Required when enrolling a new member or when adding, updating, removing coverage or auditing an existing member. If not required by this implementation guide, do not send.
    • Refer to section 1.4.4 "Termination" for additional information relative to removing a member's coverage.
    Example
    HD-01
    875
    Maintenance Type Code
    Required

    Code identifying the specific type of item maintenance

    Usage notes
    • Required to identify the specific type of item maintenance.
    001
    Change
    002
    Delete

    Use this code for deleting an incorrect coverage record.

    021
    Addition
    024
    Cancellation or Termination

    Use this code for cancelling/terminating a coverage.

    025
    Reinstatement
    026
    Correction

    This code is used to correct an incorrect record.

    030
    Audit or Compare
    032
    Employee Information Not Applicable

    Certain situations, such as military duty and CHAMPUS/TRICARE, classify the subscriber as ineligible for coverage or benefits. However, dependents of the subscribers are still eligible for coverage or benefits under the subscriber. Subscriber identifying elements are needed to accurately identify dependents.

    HD-03
    1205
    Insurance Line Code
    Required

    Code identifying a group of insurance products

    AG
    Preventative Care/Wellness
    AH
    24 Hour Care
    AJ
    Medicare Risk
    AK
    Mental Health
    DCP
    Dental Capitation

    This identifies a dental managed care organization (DMO).

    DEN
    Dental
    EPO
    Exclusive Provider Organization
    FAC
    Facility
    HE
    Hearing
    HLT
    Health

    Includes both hospital and professional coverage.

    HMO
    Health Maintenance Organization
    LTC
    Long-Term Care
    LTD
    Long-Term Disability
    MM
    Major Medical
    MOD
    Mail Order Drug
    PDG
    Prescription Drug
    POS
    Point of Service
    PPO
    Preferred Provider Organization
    PRA
    Practitioners
    STD
    Short-Term Disability
    UR
    Utilization Review
    VIS
    Vision
    HD-04
    1204
    Plan Coverage Description
    Optional
    String (AN)
    Min 1Max 50

    A description or number that identifies the plan or coverage

    HD-05
    1207
    Coverage Level Code
    Optional

    Code indicating the level of coverage being provided for this insured

    Usage notes
    • See section 1.4.6, Coverage Levels and Dependents, for additional information.
    CHD
    Children Only
    DEP
    Dependents Only
    E1D
    Employee and One Dependent

    For this code, the dependent is a non-spouse dependent. This code is not used for identification of Employee and Spouse. See code ESP.

    E2D
    Employee and Two Dependents
    E3D
    Employee and Three Dependents
    E5D
    Employee and One or More Dependents
    E6D
    Employee and Two or More Dependents
    E7D
    Employee and Three or More Dependents
    E8D
    Employee and Four or More Dependents
    E9D
    Employee and Five or More Dependents
    ECH
    Employee and Children
    EMP
    Employee Only
    ESP
    Employee and Spouse
    FAM
    Family
    IND
    Individual
    SPC
    Spouse and Children
    SPO
    Spouse Only
    TWO
    Two Party
    HD-09
    1073
    Late Enrollment Indicator
    Optional

    Code indicating a Yes or No condition or response

    • HD09 is a late enrollee indicator. A "Y" value indicates the insured is a late enrollee, which can result in a reduction of benefits; an "N" value indicates the insured is a regular enrollee.
    N
    No
    Y
    Yes
    DTP
    2700
    Detail > Member Level Detail Loop > Health Coverage Loop > DTP

    Health Coverage Dates

    RequiredMax use 6

    To specify any or all of a date, a time, or a time period

    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    300
    Enrollment Signature Date
    303
    Maintenance Effective

    This is the effective date of a change where a member's coverage is not being added or removed.

    343
    Premium Paid to Date End
    348
    Benefit Begin

    This is the effective date of coverage. This code must always be sent when adding or reinstating coverage.

    349
    Benefit End

    The termination date represents the last date of coverage in which claims will be paid for the individual being terminated. For example, if a date of 02/28/2001 is passed then claims for this individual will be paid through 11:59 p.m. on 2/28/01.

    543
    Last Premium Paid Date
    695
    Previous Period

    This value is only to be used when reporting Previous Coverage Months.

    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    RD8
    Range of Dates Expressed in Format CCYYMMDD-CCYYMMDD

    This value is only to be used when reporting Previous Coverage Months.

    DTP-03
    1251
    Coverage Period
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    AMT
    2800
    Detail > Member Level Detail Loop > Health Coverage Loop > AMT

    Health Coverage Policy

    OptionalMax use 9

    To indicate the total monetary amount

    Usage notes
    • Required when such transmission is required under the insurance contract between the sponsor and the payer. If not required by this implementation guide, do not send.
    Example
    AMT-01
    522
    Amount Qualifier Code
    Required

    Code to qualify amount

    B9
    Co-insurance - Actual

    This will contain any co-insurance selection amount. The option of adjusting this amount to produce the actual co-insurance can be defined in the insurance contract.

    C1
    Co-Payment Amount
    D2
    Deductible Amount
    EBA
    Expected Expenditure Amount
    FK
    Other Unlisted Amount
    P3
    Premium Amount
    R
    Spend Down
    AMT-02
    782
    Contract Amount
    Required
    Decimal number (R)
    Min 1Max 15

    Monetary amount

    REF
    2900
    Detail > Member Level Detail Loop > Health Coverage Loop > REF

    Health Coverage Policy Number

    OptionalMax use 14

    To specify identifying information

    Usage notes
    • Required when such transmission is required under the Trading Partner Agreement between the sponsor and the payer. If not required by this implementation guide, do not send.
    Example
    Variants (all may be used)
    REFPrior Coverage Months
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    1L
    Group or Policy Number

    Required when a group number that applies to this individual's participation in the coverage passed in this HD loop is required by the terms of the contract between the sponsor (sender) and payer (receiver); if not required may be sent at the sender's discretion.

    9V
    Payment Category
    17
    Client Reporting Category
    CE
    Class of Contract Code
    E8
    Service Contract (Coverage) Number
    M7
    Medical Assistance Category
    PID
    Program Identification Number
    RB
    Rate code number
    X9
    Internal Control Number
    XM
    Issuer Number
    XX1
    Special Program Code
    XX2
    Service Area Code
    ZX
    County Code
    ZZ
    Mutually Defined

    Use this code for the Payment Plan Type Code (Annual or Quarterly) until a standard code is assigned.

    REF-02
    127
    Member Group or Policy Number
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    REF
    2900
    Detail > Member Level Detail Loop > Health Coverage Loop > REF

    Prior Coverage Months

    OptionalMax use 1

    To specify identifying information

    Usage notes
    • Required when the portability provisions of the Health Insurance Portability and Accountability Act require reporting of the number of months of prior health coverage that meet the certification requirements of the Act.
    Example
    Variants (all may be used)
    REFHealth Coverage Policy Number
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    QQ
    Unit Number

    This code is used in this implementation guide to indicate that the value in REF02 is the response required under the portability provisions of HIPAA.

    REF-02
    127
    Prior Coverage Month Count
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    Usage notes
    • Indicator identifying the number of prior months insurance coverage that may apply under the portability provisions of the Health Insurance Portability and Accountability Act.
    • This field will contain the number of months of prior health insurance coverage that meets the portability requirements of the HIPAA certification requirements. To be sent on new enrollments when available.
    IDC
    3000
    Detail > Member Level Detail Loop > Health Coverage Loop > IDC

    Identification Card

    OptionalMax use 3

    To provide notification to produce replacement identification card(s)

    Usage notes
    • Required when requesting the production of an identification card as the result of an enrollment add, change, or statement. If not required by this implementation guide, do not send.
    • An enrollment statement refers to a situation where no change is being made to the enrollment except to request a replacement ID card.
    Example
    IDC-01
    1204
    Plan Coverage Description
    Required
    String (AN)
    Min 1Max 50

    A description or number that identifies the plan or coverage

    Usage notes
    • If no additional information is needed, this element will be sent as a single zero.
    IDC-02
    1215
    Identification Card Type Code
    Required

    Code identifying the type of identification card

    Usage notes
    • This code is used to identify that the card issued will be specific to the coverage identified in the related HD segment.
    D
    Dental Insurance
    H
    Health Insurance
    P
    Prescription Drug Service Drug Insurance
    IDC-03
    380
    Identification Card Count
    Optional
    Decimal number (R)
    Min 1Max 15

    Numeric value of quantity

    • IDC03 is the number of cards being requested.
    Usage notes
    • Only non-negative integer values are to be sent.
    IDC-04
    306
    Action Code
    Optional

    Code indicating type of action

    • IDC04 is the reason for the card being requested, i.e., add or a change.
    1
    Add
    2
    Change (Update)
    RX
    Replace

    Use when requesting replacement cards with no change to data.

    2310 Provider Information Loop
    OptionalMax 30
    LX
    3100
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > LX

    Provider Information

    RequiredMax use 1

    To reference a line number in a transaction set

    Usage notes
    • Required to provide information about the primary care or capitated physicians and pharmacies chosen by the enrollee in a managed care plan when that selection is made through the sponsor. If not required by this implementation guide, do not send.
    • Use one iteration of the loop to identify each applicable health care service provider.
    • The primary care provider effective date is defaulted to the effective date of the product identified in the DTP segment of the 2300 loop. When an enrollee switches from one primary care provider to another through the sponsor, the new provider must be listed with the effective date of change.
    Example
    LX-01
    554
    Assigned Number
    Required
    Numeric (N0)
    Min 1Max 6

    Number assigned for differentiation within a transaction set

    Usage notes
    • This is a sequential number representing the number of loops for this insured person. Begin with 1 for each insured person.
    NM1
    3200
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > NM1

    Provider Name

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • The National Provider ID must be passed in NM109. Until that ID is available, the Federal Taxpayer's Identification Number or another identification number that is necessary to identify the entity must be sent if available. If the identification number is not available then the Provider's Name must be passed using elements NM103 through NM107 as outlined in segment note 2.
    Example
    If either Identification Code Qualifier (NM1-08) or Provider Identifier (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    1X
    Laboratory
    3D
    Obstetrics and Gynecology Facility
    80
    Hospital
    FA
    Facility
    OD
    Doctor of Optometry
    P3
    Primary Care Provider
    QA
    Pharmacy
    QN
    Dentist
    Y2
    Managed Care Organization
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    1
    Person
    2
    Non-Person Entity
    NM1-03
    1035
    Provider Last or Organization Name
    Optional
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-04
    1036
    Provider First Name
    Optional
    String (AN)
    Min 1Max 35

    Individual first name

    NM1-05
    1037
    Provider Middle Name
    Optional
    String (AN)
    Min 1Max 25

    Individual middle name or initial

    NM1-06
    1038
    Provider Name Prefix
    Optional
    String (AN)
    Min 1Max 10

    Prefix to individual name

    NM1-07
    1039
    Provider Name Suffix
    Optional
    String (AN)
    Min 1Max 10

    Suffix to individual name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    34
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    FI
    Federal Taxpayer's Identification Number
    SV
    Service Provider Number

    This is a number assigned by the payer used to identify a provider.

    XX
    Centers for Medicare and Medicaid Services National Provider Identifier
    NM1-09
    67
    Provider Identifier
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    NM1-10
    706
    Entity Relationship Code
    Required

    Code describing entity relationship

    • NM110 and NM111 further define the type of entity in NM101.
    Usage notes
    • This element indicates whether or not the member is an existing patient of the provider.
    25
    Established Patient
    26
    Not Established Patient
    72
    Unknown
    N3
    3500
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > N3

    Provider Address

    OptionalMax use 2

    To specify the location of the named party

    Usage notes
    • Required when the location of the named provider needs to be reported. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Provider Address Line
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Provider Address Line
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    3600
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > N4

    Provider City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when the location of the named provider needs to be reported. If not required by this implementation guide, do not send.
    Example
    Only one of Provider State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Provider City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Provider State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Provider Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    PER
    3700
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > PER

    Provider Communications Numbers

    OptionalMax use 2

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • When the communication number represents a telephone number in the United States and other countries using the North American Dialing Plan (for voice, data, fax, etc.), the communication number always includes the area code and phone number using the format AAABBBCCCC, where AAA is the area code, BBB is the telephone number prefix, and CCCC is the telephone number (e.g. (534)224-2525 would be represented as 5342242525).
    • Required when the Provider contact information is provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Communication Number Qualifier (PER-05) or Communication Number (PER-06) is present, then the other is required
    If either Communication Number Qualifier (PER-07) or Communication Number (PER-08) is present, then the other is required
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    IC
    Information Contact
    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-05
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-06
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PER-07
    365
    Communication Number Qualifier
    Optional

    Code identifying the type of communication number

    AP
    Alternate Telephone
    BN
    Beeper Number
    CP
    Cellular Phone
    EM
    Electronic Mail
    EX
    Telephone Extension
    FX
    Facsimile
    HP
    Home Phone Number
    TE
    Telephone
    WP
    Work Phone Number
    PER-08
    364
    Communication Number
    Optional
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    PLA
    3950
    Detail > Member Level Detail Loop > Health Coverage Loop > Provider Information Loop > PLA

    Provider Change Reason

    OptionalMax use 1

    To indicate action to be taken for the location specified and to qualify the location specified

    Usage notes
    • Required to report the reason and the effective date that a member changes providers as described by the NM1 segment in Loop 2310. If not required by this implementation guide, do not send.
    Example
    PLA-01
    306
    Action Code
    Required

    Code indicating type of action

    2
    Change (Update)
    PLA-02
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    1P
    Provider
    PLA-03
    373
    Provider Effective Date
    Required
    CCYYMMDD format

    Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year

    • PLA03 is the effective date for the action identified in PLA01.
    Usage notes
    • This is the effective date of the change of PCP.
    PLA-05
    1203
    Maintenance Reason Code
    Required

    Code identifying the reason for the maintenance change

    Usage notes
    • If none of the specific Maintenance Reasons apply, send 'AI', No Reason Given.
    14
    Voluntary Withdrawal
    22
    Plan Change
    46
    Current Customer Information File in Error
    AA
    Dissatisfaction with Office Staff
    AB
    Dissatisfaction with Medical Care/Services Rendered
    AC
    Inconvenient Office Location
    AD
    Dissatisfaction with Office Hours
    AE
    Unable to Schedule Appointments in a Timely Manner
    AF
    Dissatisfaction with Physician's Referral Policy
    AG
    Less Respect and Attention Time Given than to Other Patients
    AH
    Patient Moved to a New Location
    AI
    No Reason Given
    AJ
    Appointment Times not Met in a Timely Manner
    2310 Provider Information Loop end
    2320 Coordination of Benefits Loop
    OptionalMax 5
    COB
    4000
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > COB

    Coordination of Benefits

    RequiredMax use 1

    To supply information on coordination of benefits

    Usage notes
    • Required whenever an individual has another insurance plan with benefits similar to those covered by the insurance product specified in the HD segment for this occurrence of Loop ID-2300. If not required by this implementation guide, do not send.
    Example
    COB-01
    1138
    Payer Responsibility Sequence Number Code
    Required

    Code identifying the insurance carrier's level of responsibility for a payment of a claim

    P
    Primary
    S
    Secondary
    T
    Tertiary
    U
    Unknown
    COB-02
    127
    Member Group or Policy Number
    Optional
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    • COB02 is the policy number.
    COB-03
    1143
    Coordination of Benefits Code
    Required

    Code identifying whether there is a coordination of benefits

    1
    Coordination of Benefits
    5
    Unknown
    6
    No Coordination of Benefits

    This code is sent when it has been determined that there is no COB.

    COB-04
    1365
    Service Type Code
    Optional
    Max use 9

    Code identifying the classification of service

    1
    Medical Care
    35
    Dental Care
    48
    Hospital - Inpatient
    50
    Hospital - Outpatient
    54
    Long Term Care
    89
    Free Standing Prescription Drug
    90
    Mail Order Prescription Drug
    A4
    Psychiatric
    AG
    Skilled Nursing Care
    AL
    Vision (Optometry)
    BB
    Partial Hospitalization (Psychiatric)
    REF
    4050
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > REF

    Additional Coordination of Benefits Identifiers

    OptionalMax use 4

    To specify identifying information

    Usage notes
    • Required if additional COB identifiers are supplied by the subscriber. If not required by this implementation guide, do not send.
    • Use the Social Security Number until the National ID Number for individuals is available.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    6P
    Group Number
    60
    Account Suffix Code
    SY
    Social Security Number

    The social security number may not be used for any Federally administered programs such as Medicare or CHAMPUS/TRICARE.

    ZZ
    Mutually Defined

    Mutually Defined, will be used in this REF01 for National Individual Identifier until a standard code is defined.

    REF-02
    127
    Member Group or Policy Number
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    DTP
    4070
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > DTP

    Coordination of Benefits Eligibility Dates

    OptionalMax use 2

    To specify any or all of a date, a time, or a time period

    Usage notes
    • Required when the submitter needs to send effective dates for coordination of benefits. If not required by this implementation guide, do not send.
    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    344
    Coordination of Benefits Begin
    345
    Coordination of Benefits End
    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    DTP-03
    1251
    Coordination of Benefits Date
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    2330 Coordination of Benefits Related Entity Loop
    OptionalMax 3
    NM1
    4100
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > Coordination of Benefits Related Entity Loop > NM1

    Coordination of Benefits Related Entity

    RequiredMax use 1

    To supply the full name of an individual or organizational entity

    Usage notes
    • Required to send the name of the insurance company when provided to the sponsor. If not required by this implementation guide, do not send.
    Example
    If either Identification Code Qualifier (NM1-08) or Coordination of Benefits Insurer Identification Code (NM1-09) is present, then the other is required
    NM1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    36
    Employer
    GW
    Group
    IN
    Insurer
    NM1-02
    1065
    Entity Type Qualifier
    Required

    Code qualifying the type of entity

    • NM102 qualifies NM103.
    2
    Non-Person Entity
    NM1-03
    1035
    Coordination of Benefits Insurer Name
    Optional
    String (AN)
    Min 1Max 60

    Individual last name or organizational name

    NM1-08
    66
    Identification Code Qualifier
    Optional

    Code designating the system/method of code structure used for Identification Code (67)

    FI
    Federal Taxpayer's Identification Number
    NI
    National Association of Insurance Commissioners (NAIC) Identification
    XV
    Centers for Medicare and Medicaid Services PlanID

    Use when reporting Health Plan ID (HPID) or Other Entity Identifier (OEID).

    NM1-09
    67
    Coordination of Benefits Insurer Identification Code
    Optional
    String (AN)
    Min 2Max 80

    Code identifying a party or other code

    N3
    4300
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > Coordination of Benefits Related Entity Loop > N3

    Coordination of Benefits Related Entity Address

    OptionalMax use 1

    To specify the location of the named party

    Usage notes
    • Required when detailed COB coverage information is agreed to be exchanged. If not required by this implementation guide, do not send.
    Example
    N3-01
    166
    Address Information
    Required
    String (AN)
    Min 1Max 55

    Address information

    N3-02
    166
    Address Information
    Optional
    String (AN)
    Min 1Max 55

    Address information

    N4
    4400
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > Coordination of Benefits Related Entity Loop > N4

    Coordination of Benefits Other Insurance Company City, State, ZIP Code

    OptionalMax use 1

    To specify the geographic place of the named party

    Usage notes
    • Required when detailed COB coverage information is agreed to be exchanged. If not required by this implementation guide, do not send.
    Example
    Only one of Coordination of Benefits Other Insurance Company State Code (N4-02) or Country Subdivision Code (N4-07) may be present
    If Country Subdivision Code (N4-07) is present, then Country Code (N4-04) is required
    N4-01
    19
    Coordination of Benefits Other Insurance Company City Name
    Required
    String (AN)
    Min 2Max 30

    Free-form text for city name

    • A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
    N4-02
    156
    Coordination of Benefits Other Insurance Company State Code
    Optional
    Identifier (ID)
    Min 2Max 2

    Code (Standard State/Province) as defined by appropriate government agency

    • N402 is required only if city name (N401) is in the U.S. or Canada.
    N4-03
    116
    Coordination of Benefits Other Insurance Company Postal Zone or ZIP Code
    Optional
    Identifier (ID)
    Min 3Max 15

    Code defining international postal zone code excluding punctuation and blanks (zip code for United States)

    N4-04
    26
    Country Code
    Optional
    Identifier (ID)
    Min 2Max 3

    Code identifying the country

    Usage notes
    • Use the alpha-2 country codes from Part 1 of ISO 3166.
    N4-07
    1715
    Country Subdivision Code
    Optional
    Identifier (ID)
    Min 1Max 3

    Code identifying the country subdivision

    Usage notes
    • Use the country subdivision codes from Part 2 of ISO 3166.
    PER
    4500
    Detail > Member Level Detail Loop > Health Coverage Loop > Coordination of Benefits Loop > Coordination of Benefits Related Entity Loop > PER

    Administrative Communications Contact

    OptionalMax use 1

    To identify a person or office to whom administrative communications should be directed

    Usage notes
    • Required when detailed COB coverage information is agreed to be exchanged. If not required by this implementation guide, do not send.
    Example
    PER-01
    366
    Contact Function Code
    Required

    Code identifying the major duty or responsibility of the person or group named

    CN
    General Contact
    PER-03
    365
    Communication Number Qualifier
    Required

    Code identifying the type of communication number

    TE
    Telephone
    PER-04
    364
    Communication Number
    Required
    String (AN)
    Min 1Max 256

    Complete communications number including country or area code when applicable

    2330 Coordination of Benefits Related Entity Loop end
    2320 Coordination of Benefits Loop end
    2300 Health Coverage Loop end
    LS
    6880
    Detail > Member Level Detail Loop > LS

    Loop Header

    OptionalMax use 1

    To indicate that the next segment begins a loop

    Example
    LS-01
    447
    Loop Identifier Code
    Required
    String (AN)
    Min 1Max 6

    The loop ID number given on the transaction set diagram is the value for this data element in segments LS and LE

    2700 Member Reporting Categories Loop
    OptionalMax >1
    LX
    6881
    Detail > Member Level Detail Loop > Member Reporting Categories Loop > LX

    Member Reporting Categories

    RequiredMax use 1

    To reference a line number in a transaction set

    Usage notes
    • Required when needed to provide additional reporting categories about the member. If not required by this implementation guide, do not send.
    Example
    LX-01
    554
    Assigned Number
    Required
    Numeric (N0)
    Min 1Max 6

    Number assigned for differentiation within a transaction set

    Usage notes
    • Use this sequential non-negative integer for LX loops for this member's additional reporting categories.
    2750 Reporting Category Loop
    OptionalMax 1
    N1
    6882
    Detail > Member Level Detail Loop > Member Reporting Categories Loop > Reporting Category Loop > N1

    Reporting Category

    RequiredMax use 1

    To identify a party by type of organization, name, and code

    Usage notes
    • Required to specify the name of the reporting category of the member's participating entity.
    Example
    N1-01
    98
    Entity Identifier Code
    Required

    Code identifying an organizational entity, a physical location, property or an individual

    75
    Participant
    N1-02
    93
    Member Reporting Category Name
    Required
    String (AN)
    Min 1Max 60

    Free-form name

    REF
    6883
    Detail > Member Level Detail Loop > Member Reporting Categories Loop > Reporting Category Loop > REF

    Reporting Category Reference

    OptionalMax use 1

    To specify identifying information

    Usage notes
    • Required to specify the reference identifier associated with the reporting category of the member's participating entity.
    Example
    REF-01
    128
    Reference Identification Qualifier
    Required

    Code qualifying the Reference Identification

    00
    Contracting District Number
    3L
    Branch Identifier
    6M
    Application Number
    9V
    Payment Category
    9X
    Account Category
    17
    Client Reporting Category
    18
    Plan Number
    19
    Division Identifier
    26
    Union Number
    GE
    Geographic Number
    LU
    Location Number
    PID
    Program Identification Number
    XX1
    Special Program Code
    XX2
    Service Area Code
    YY
    Geographic Key
    ZZ
    Mutually Defined
    REF-02
    127
    Member Reporting Category Reference ID
    Required
    String (AN)
    Min 1Max 50

    Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

    DTP
    6884
    Detail > Member Level Detail Loop > Member Reporting Categories Loop > Reporting Category Loop > DTP

    Reporting Category Date

    OptionalMax use 1

    To specify any or all of a date, a time, or a time period

    Usage notes
    • Required when called for in the insurance contract between the sponsor and payer. If not required by this implementation guide, do not send.
    • Use this segment to associate a date or date range with a reporting category.
    Example
    DTP-01
    374
    Date Time Qualifier
    Required

    Code specifying type of date or time, or both date and time

    007
    Effective
    DTP-02
    1250
    Date Time Period Format Qualifier
    Required

    Code indicating the date format, time format, or date and time format

    • DTP02 is the date or time or period format that will appear in DTP03.
    D8
    Date Expressed in Format CCYYMMDD
    RD8
    Range of Dates Expressed in Format CCYYMMDD-CCYYMMDD

    A range of dates expressed in the format CCYYMMDD-CCYYMMDD where CCYY is the numerical expression of the century CC and year YY. MM is the numerical expression of the month within the year, and DD is the numerical expression of the day within the year; the first occurrence of CCYYMMDD is the beginning date and the second occurrence is the ending date.

    DTP-03
    1251
    Member Reporting Category Effective Date(s)
    Required
    String (AN)
    Min 1Max 35

    Expression of a date, a time, or range of dates, times or dates and times

    2750 Reporting Category Loop end
    2700 Member Reporting Categories Loop end
    LE
    6885
    Detail > Member Level Detail Loop > LE

    Loop Trailer

    OptionalMax use 1

    To indicate that the loop immediately preceding this segment is complete

    Example
    LE-01
    447
    Loop Identifier Code
    Required
    String (AN)
    Min 1Max 6

    The loop ID number given on the transaction set diagram is the value for this data element in segments LS and LE

    2000 Member Level Detail Loop end
    SE
    6900
    Detail > SE

    Transaction Set Trailer

    RequiredMax use 1

    To indicate the end of the transaction set and provide the count of the transmitted segments (including the beginning (ST) and ending (SE) segments)

    Example
    SE-01
    96
    Transaction Segment Count
    Required
    Numeric (N0)
    Min 1Max 10

    Total number of segments included in a transaction set including ST and SE segments

    SE-02
    329
    Transaction Set Control Number
    Required
    Numeric (N)
    Min 4Max 9

    Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set

    Usage notes
    • The transaction set control numbers in ST02 and SE02 must be identical. This unique number also aids in error resolution research. For example, start with the number 0001 and increment from there. This number must be unique within a specific group and interchange, but the number can repeat in other groups and interchanges.
    Detail end

    Functional Group Trailer

    RequiredMax use 1

    To indicate the end of a functional group and to provide control information

    Example
    GE-01
    97
    Number of Transaction Sets Included
    Required
    Numeric (N0)
    Min 1Max 6

    Total number of transaction sets included in the functional group or interchange (transmission) group terminated by the trailer containing this data element

    GE-02
    28
    Group Control Number
    Required
    Numeric (N0)
    Min 1Max 9

    Assigned number originated and maintained by the sender

    Interchange Control Trailer

    RequiredMax use 1

    To define the end of an interchange of zero or more functional groups and interchange-related control segments

    Example
    IEA-01
    I16
    Number of Included Functional Groups
    Required
    Numeric (N0)
    Min 1Max 5

    A count of the number of functional groups included in an interchange

    IEA-02
    I12
    Interchange Control Number
    Required
    Numeric (N0)
    Min 9Max 9

    A control number assigned by the interchange sender

    EDI Samples

    834 Inbound Envelope

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*021*20*A***FT~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*356*D8*19960523~
    NM1*IL*1*DOE*JOHN*P***34*123456789~
    PER*IP**HP*7172343334*WP*7172341240~
    N3*100 MARKET ST*APT 3G~
    N4*CAMP HILL*PA*17011**CY*CUMBERLAND~
    DMG*D8*19400816*M~
    HD*021**HLT~
    DTP*348*D8*19960601~
    COB*P*890111*5~
    HD*021**DEN~
    DTP*348*D8*19960601~
    HD*021**VIS~
    DTP*348*D8*19960601~
    SE*21*12345~
    GE*1*000000103~
    IEA*1*000000103~

    834 Outbound Envelope

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*021*20*A***FT~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*356*D8*19960523~
    NM1*IL*1*DOE*JOHN*P***34*123456789~
    PER*IP**HP*7172343334*WP*7172341240~
    N3*100 MARKET ST*APT 3G~
    N4*CAMP HILL*PA*17011**CY*CUMBERLAND~
    DMG*D8*19400816*M~
    HD*021**HLT~
    DTP*348*D8*19960601~
    COB*P*890111*5~
    HD*021**DEN~
    DTP*348*D8*19960601~
    HD*021**VIS~
    DTP*348*D8*19960601~
    SE*21*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 1: Enroll an Employee in Multiple Health Care Insurance Products

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*021*20*A***FT~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*356*D8*19960523~
    NM1*IL*1*DOE*JOHN*P***34*123456789~
    PER*IP**HP*7172343334*WP*7172341240~
    N3*100 MARKET ST*APT 3G~
    N4*CAMP HILL*PA*17011**CY*CUMBERLAND~
    DMG*D8*19400816*M~
    HD*021**HLT~
    DTP*348*D8*19960601~
    COB*P*890111*5~
    HD*021**DEN~
    DTP*348*D8*19960601~
    HD*021**VIS~
    DTP*348*D8*19960601~
    SE*21*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 10: Reinstate member eligibility (INS)

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*20020601*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*025**A***FT~
    REF*0F*202443307~
    REF*1L*123456001~
    NM1*IL*1*SMITH*WILLIAM****ZZ*202443307~
    SE*10*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 2: Add a Dependent (Full-time Student) to an Existing Enrollment

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*N*19*021*28*A****F~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*351*D8*19980515~
    NM1*IL*1*DOE*JAMES*E***34*103229876~
    DMG*D8*19770816*M~
    NM1*M8*2*PENN STATE UNIVERSITY~
    HD*021**HLT~
    DTP*348*D8*19960601~
    SE*15*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 3: Enroll an Employee in a Managed Care Product

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*021*20*A***FT~
    REF*0F*202443307~
    REF*1L*123456001~
    DTP*356*D8*19960112~
    NM1*IL*1*SMITH*WILLIAM****34*202443307~
    PER*IP**HP*7172343334*WP*7172341240~
    N3*1715 SOUTHWIND AVENUE~
    N4*ANYTOWN*PA*171110000~
    DMG*D8*19700614*M~
    HD*021**HMO~
    DTP*348*D8*19960601~
    LX*01~
    NM1*P3*1*BROWN*BERNARD**DR**SV*143766*25~
    SE*18*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 4: Add Subscriber Coverage

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*20020601*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*001*22*A***FT~
    REF*0F*202443307~
    REF*1L*123456001~
    NM1*IL*1*SMITH*WILLIAM****ZZ*2024433307~
    HD*021**DEN~
    DTP*348*D8*20020701~
    SE*12*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 5: Change subscriber information

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5*GENERIC INC*FI*000111000~
    N1*IN*ABC INSURANCE*FI*654456654~
    INS*Y*18*001*25*A***FT~
    REF*0F*123456789~
    REF*1L*123456001~
    NM1*IL*1*DOE*JAMES*E***34*103229876~
    DMG*D8*19500415*M~
    NM1*70*1*DOE*JAMES*E~
    DMG*D8*19500416*M~
    SE*12*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 6: Cancel a dependent

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*N*19*024*07*A~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*357*D8*19960801~
    NM1*IL*1*DOE*JAMES*E***34*103229876~
    DMG*D8*19770816*M~
    SE*12*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 7: Terminate Eligibility for a Subscriber

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*024*08*A***TE~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*357*D8*19961001~
    NM1*IL*1*DOE*JOHN*E***34*103229876~
    SE*10*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 8: Reinstate an Employee

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*19980520*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*025*20*A***FT~
    REF*0F*123456789~
    REF*1L*123456001~
    DTP*303*D8*19961001~
    NM1*IL*1*DOE*JOHN*E***34*103229876~
    SE*11*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Example 9: Reinstate the Employee at the Coverage (HD) Level

    ISA*00* *00* *ZZ*SENDERNAME *ZZ*RECEIVERNAME *041227*1324*^*00501*000000103*0*P*>~
    GS*BE*SENDERNAME*RECEIVERNAME*20041227*1324*000000103*X*005010X220A1~
    ST*834*12345*005010X220A1~
    BGN*00*12456*20020601*1200****2~
    REF*38*ABCD012354~
    N1*P5**FI*999888777~
    N1*IN**FI*654456654~
    INS*Y*18*025**A***FT~
    REF*0F*202443307~
    REF*1L*123456001~
    NM1*IL*1*SMITH*WILLIAM****ZZ*202443307~
    HD*025**DEN~
    DTP*348*D8*20020701~
    SE*12*12345~
    GE*1*000000103~
    IEA*1*000000103~

    Stedi is a registered trademark of Stedi, Inc. All names, logos, and brands of third parties listed on this page are trademarks of their respective owners (including “X12”, which is a trademark of X12 Incorporated). Stedi, Inc. and its products and services are not endorsed by, sponsored by, or affiliated with these third parties. Use of these names, logos, and brands is for identification purposes only, and does not imply any such endorsement, sponsorship, or affiliation.